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With little fanfare and much hard work, we've built a solid foundation in the securities and investment industry.

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As we enter the 21st century, the financial services industry has rapidly evolved with new products and services, new competitors, mega mergers, new rules and regulations, new ways of communicating, analyzing and researching data. Everything is changing, and quickly everything can become an "information overload".

Being able to rapidly organize and review the "information overload" has become a critical problem. The purpose of our web-site is to provide you with a simple solution we call the Total Delivery System. The aim of our TDS to provide each client with all the tools, materials, education and information necessary to grow and succeed.

  • Founded in 1982, FINANCE 500, INC. is a registered broker dealer that provides investment products and financial services to a diverse and growing clientele.
  • Now in our third decade of expansion, the firm has developed from a local brokerage into a full service financial company offering a wide range of products to clients nationwide.
  • We have approximately 70 registered representatives located in branch offices from coast to coast, with new offices being added on a continuing basis. There are approximately 10 branch offices.
  • As an independent brokerage , our clients come first. Unlike the large "wire houses" who require that their representatives sell proprietary products and meet specific quotas, FINANCE 500 allows independent representatives to operate in a pressure-free "open-product" environment.
  • Access to all major financial exchanges and markets is provided through clearing arrangements with Penson and Fidelity Investment Advisory Group.