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Because of the possibility of
human and mechanical error as well as other factors, Finance 500 and its
affiliates are not responsible for any errors in or omissions from the
information contained in or accessed through this Site. All such
information is provided "as is" without warranty of any kind. Finance 500
and its affiliates make no representations and disclaim all express,
implied and statutory warranties of any kind to the user and/or any third
party, including any warranties of accuracy, timeliness, completeness,
merchantability and fitness for any particular purpose. Unless due to
willful tortuous misconduct or gross negligence, Finance 500 and its
affiliates shall have no tort, contract or any other liability to user
and/or any third party. Finance 500 and its affiliates shall under no
circumstance be liable to user and/or any third party for any lost profits
or lost opportunity, indirect, special, consequential, incidental or
punitive damages whatsoever, even if Finance 500 has been advised of the
possibility of such damages.
Some U.S. states and foreign countries
provide rights in addition to those above or do not allow the exclusion or
limitation of implied warranties or liability for incidental or
consequential damages. Therefore, the above limitations may not apply to
you, or there may be state provisions which supersede the above. Any
clause of this Disclaimer declared invalid by the appropriate authority
shall be deemed severable and shall not affect the validity or
enforceability of the remainder. The terms of this Disclaimer are governed
by the laws of the State of California and may only be amended in a
writing signed by Finance 500.
Privacy Statement
Important Information About Procedures for Opening a
New Account
To help the government fight the funding of
terrorism and money laundering activities, Federal law requires all
financial institutions to obtain, verify, and record information that
identifies each person who opens an account.
What this means for you: When you open an account, we will ask for your
name, address, date of birth and other information that will allow us to
identify you. We may also ask to see your driver's license or other
identifying documents.
Privacy Policy
Finance 500, Inc. collects nonpublic
information from the following sources:
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Information we receive from
you or those you authorize on applications or other forms;
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Information relating to
your transactions with us or others;
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Information which may be
received from other sources with your consent or with the consent of your
introducing broker
It is our policy that no representative or affiliated individual disclose
any nonpublic personal information to anyone, except as permitted by law.
Furthermore, Finance 500, Inc. restricts access to personal and account
information to those employees who need to know that information to
provide products or services. Finance 500, Inc. maintains physical,
electronic, and
procedural safeguards to guard nonpublic information. Additionally should
a client decide to close their account(s) or become an inactive customer,
we will adhere to the privacy policies described in this notice. On an
annual basis (May of each year), the Compliance Department will instruct
Finance 500’s Clearing Firm to send copies of this Policy to all Clients.
Finance 500, Inc. reserves the right to make changes to this policy. For
more information relating to Finance 500’s privacy policy, please contact
Finance 500, Inc.
Attn: Compliance Department
19762 MacArthur Blvd., Suite 200
Irvine, CA 92612
800-477-6266 |