Call Finance 500, Inc. Toll Free: (877) 367-8236 • Email Us

Who We Are

Founded in 1982, Finance 500 is an independent, registered broker-dealer, headquartered in Irvine California.

The firm is a member of the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC). The firm is registered with the Securities and Exchange Commission (SEC) and is registered to handle transactions in all 50 states.


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At a Glance

Founded in 1982
Corporate headquarters in Irvine, Ca.
Serving over 2,000 institutions

Finance 500 specializes in institutional underwriting, sales and trading of fixed income products.

We have not only established ourselves as one of the volume leaders in underwriting for the brokered certificate of deposit market, but we also assist institutions in building sound fixed income investment portfolios, maximizing return on investment and safety of principal.

Products and Services

CD Sales & Underwriting
Municipal Bonds
Government Agency Bonds
Corporate Notes & Bonds
Mortgage-Backed Securities

We recognize the importance of working with secure, reliable partners in processing the securities transactions and account-servicing needs of our diverse clientele.

To this end, Finance 500 works with RBC Correspondent Services, a division of RBC Capital Markets, LLC to execute and clear its fixed income securities trades and handle important back-office administrative tasks. RBC CM is one of the largest securities firms in the nation and is a member of the NYSE, AMEX, CHX, CBOE and PSE, and has execution capabilities on all principal exchanges. RBC CM is owned by Royal Bank of Canada, which trades under the symbol RY on the New York Stock Exchange.


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